Audit & Assurance
Compliance & Regulatory Audits
Modus helps organizations get compliance and regulatory audits and audit support faster and with less disruption.
Compliance and regulatory audits are the engagements you cannot afford to get wrong or get late. Modus is an AI-native firm that helps organizations get these audits and audit support faster and with less disruption, pairing top-firm rigor with AI-native speed and roughly a four-week turnaround for your team.
Why Modus
Audits at the speed of business
Modus helps you get a faster, higher-quality Compliance & Regulatory Audits — top-firm rigor, source-linked workpapers, and far fewer questions for your team.
What are compliance and regulatory audits?
Compliance and regulatory audits are engagements that confirm an organization meets the standards a regulator, lender, insurer, or member base holds it to. They are document-heavy and deadline-bound, which is exactly where an AI-native approach helps most. Modus does not perform or sign the audit itself; instead, Modus makes getting through the process faster and less disruptive by automating time-intensive preparation, linking conclusions to source documents, and asking fewer questions of your team.
Areas Modus helps with
Modus helps across several specialized compliance areas. For labor unions and labor organizations that file Form LM-2 with the DOL under the LMRDA, Modus helps you get an independent audit that supports fiduciary oversight and member transparency. For government contractors, Modus helps you prepare for DCAA scrutiny and get independent audits or agreed-upon procedures aligned to FAR Part 31 and the Cost Accounting Standards. For insured employers, Modus provides workers’ comp premium audit support that verifies the payroll, class codes, and exposures behind your premium. For businesses under a state Department of Revenue exam, Modus provides sales and use tax audit support and representation. And for borrowers, Modus supports debt covenant compliance with agreed-upon procedures and the compliance letters your lenders require.
How Modus helps
Modus starts with the standard you answer to, whether that is the LMRDA, FAR Part 31, a state tax code, or a loan agreement. AI-native tooling then ingests your records and ties each item to its source, so you face fewer requests and fewer follow-up questions. The result is a smoother path to a defensible outcome, often in about four weeks. Some engagements are attest audits performed by an independent firm; others are advisory or agreed-upon procedures. Modus scopes each one honestly so you know exactly what you are getting.
Why choose Modus
- Deep expertise across union, government contracting, insurance, tax, and lender-driven compliance.
- Source-linked support that stands up to regulator and third-party review.
- Up to about 40% less compliance time through AI-native automation.
- Top-firm rigor at a middle-market price.
Ready to talk about your Compliance & Regulatory Audits?
Get a fast, fixed-scope proposal from a Modus audit team.